Foreside Financial Group LLC

On behalf of clients based throughout the U.S. and globally, we provide a range of services to the US fund and advisor market. We partner with most of the major fund administration services providers, enabling our clients to have access to a comprehensive range of services.

Principal Underwriter

Foreside's Broker Dealers, all FINRA member firms, serve as Principal Underwriter for approximately $200bn of fund products, including Exchange Traded Funds.
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Compliance Services

Foreside can provide an experienced person to act as your fund's 'Independent CCO' or, we can assist your existing CCO with a range of tailored support services.
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Consulting

Foreside can undertake consulting assignments in a number of areas. Our consultants can provide services to Funds, Advisors and Broker Dealer firms.
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SOX Fund Officers

Foreside can provide experienced individuals to act as Sarbanes-Oxley certification officers. Our officers can also serve as President or Treasurer of your fund family.
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News

Jun 16 2008

Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm. more

May 27 2008

Rich Berthy will assume the role of President, Foreside Financial Group, LLC from May 30th, 2008. more

May 07 2008

Foreside leases new office space in Columbus, OH to meet expansion plans. more

May 05 2008

Foreside welcomes Northern Trust and the NETS ETF family of funds to our firm. more

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Service Summary

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Fund Marketing

Foreside can provide a team of independent wholesalers to market both open and closed-end fund types. Our expertise includes support for both new and smaller mutual fund families.
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