Foreside // Clients and Success Stories // Registered Representative Training

Foreside Success Story

Support for Registered Representative continuing education

Foreside recently changed Registered Rep training service providers to ensure that we provide the best possible service in the delivery of continuing education for our valued clients.

Foreside recently engaged Securities Training Corporation ("STC") to deliver these services. The decision to choose STC as a partner was based on STC's knowledge base, technological and administrative capabilities and thorough dedication to its employees and customer base.

STC was diligent in providing information on its service capabilities, a lengthy menu of continuing education modules, a web-based interactive training tool, a time-line for enactment and the commitment of management and staff personnel to facilitate our partnership.

Foreside's compliance team worked with the management group of STC to engage over 330 registered representatives in the firm's annual 'firm element' training program. Our clients have been very pleased with the services that they have received, including the ease of use of the website and training modules, and the low cost of education through our relationship with STC.

For further information about Foreside's comprehensive range of fund compliance services, and how we can help a fund complex concentrate on its core competencies, please contact:
Richard J. Berthy vCard RICHARD J. BERTHY
Partner, Foreside Financial Group, LLC

News

Jul 1 2008

Foreside is pleased to extend its existing service relationship with RMR Advisors, Inc. more

Jun 16 2008

Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm. more

May 27 2008

Rich Berthy will assume the role of President, Foreside Financial Group, LLC from May 30th, 2008. more

May 07 2008

Foreside leases new office space in Columbus, OH to meet expansion plans. more

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Success Stories

Read about the successful experiences that our clients have had with our services.