Consulting Services Overview
Our experienced personnel are practitioners in the areas for which we provide consulting services. Our firm is available to undertake compliance consulting assignments in a number of areas such as:
- Sarbanes-Oxley process review for mutual fund senior officers and their support staff, including a full review of the certification and control procedure process;
- Review or design of all aspects of your Fund's Rule 38a-1 compliance program or other related compliance review projects, including assistance with Advisor programs;
- Provision of emergency help, including providing a temporary/transition named 'Independent CCO' or Sarbanes-Oxley certification officer; and,
- Provision of a range of business productivity solutions including dashboards, capacity planning, process review and procedure documentation.
Please see here for a list of regulatory compliance services
For further information on how we can provide consulting resources to help your firm, please contact:
RICHARD J. BERTHY
President and Partner, Foreside Financial Group, LLC
News
Jul 1 2008
Foreside is pleased to extend its existing service relationship with RMR Advisors, Inc. more
Jun 16 2008
Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm. more
May 27 2008
Rich Berthy will assume the role of President, Foreside Financial Group, LLC from May 30th, 2008. more
May 07 2008
Foreside leases new office space in Columbus, OH to meet expansion plans. more
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Success Stories
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