Foreside's Compliance Technology
Foreside Fund Services LLC (Foreside) has co-developed an extensive fund compliance workflow system ("Compliance Accelerator") for use with the funds for which its staff serve as CCO or adviser to the CCO.
New Governance Inc. supplied the compliance workflow technology and Foreside's compliance staff has supplied the fund compliance objectives/checklists and associated material.
The objective of the system is to ensure that our CCO's are executing all aspects of the 38a-1 program in a consistent and methodical manner. This automation also enables us to leverage our CCO's time at a point when compliance officers can be a particularly expensive resource for a fund.
For further information about Foreside's fund compliance program please contact:
DAVID WHITAKER
Chief Operating Officer, Foreside Financial Group, LLC
News
Aug 18 2008
Foreside has concluded its expansion of the Portland, Boston, and Columbus offices. more
Jul 1 2008
Foreside is pleased to extend its existing service relationship with RMR Advisors, Inc. more
Jun 16 2008
Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm. more
May 27 2008
Rich Berthy will assume the role of President, Foreside Financial Group, LLC from May 30th, 2008. more
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