Foreside News 2006
Dec 21 2006
In support for our commitment to our communities and in lieu of Holiday gifts, Foreside's partners will make the same contribution on behalf of our valued clients to the Ronald McDonald House and the Big Brothers Big Sisters organizations. These organizations help to change the lives of individuals throughout the nation. Foreside's Partners and staff wish all of our clients and contacts best wishes for the Holiday season.
Dec 20 2006
Foreside welcomes Water Island Capital, LLC, of Fifth Avenue, New York, as a new client of our Registered Representative compliance services.
Dec 07 2006
Foreside welcomes Endeavour Investment Partners, LLC of Hingham, MA as a new client of our Registered Representative compliance services.
Dec 06 2006
Foreside welcomes CRAFund Advisors, Inc. of Weston, Florida as a new client of our Registered Representative compliance services.
Dec 04 2006
Third Millennium Investment Advisors, LLC, a New York based Advisor, has retained Foreside Advisory Network, LLC to assist them with certain marketing and sales planning assistance.
Nov 30 2006
Foreside has been named the distributor for the Henderson Global Opportunities and Global Equity Income Funds, both a new series of Henderson Global Funds. The Henderson Global Funds family includes six other mutual funds: International Opportunities Fund; European Focus Fund; Global Technology Fund; US Focus Fund; Japan-Asia Focus Fund; and the Worldwide Income Fund.
Nov 29 2006
Foreside welcomes Alex Brown Investment Management as a new client of our Registered Representative services. Foreside also serves as distributor for their newly launched 'Flag Funds'.
Nov 7 2006
Canton, CT – Austin Investment Management, an SEC registered investment adviser based in New York City, has retained the services of Foreside Advisory Network to assist with the distribution and promotion of the Austin Global Equity Fund (Ticker: AGEQX). The Austin Global Equity Fund is a global equity mutual fund that has been in existence for over 10 years.
Nov 6 2006
Foreside is delighted to announce a senior appointment to our team. Leslie Klenk has joined our firm as Director, Foreside Compliance Services, LLC and will be responsible for providing 'Independent Chief Compliance Officer' services to a number of our valued clients. Please see Leslie's bio.
Oct 25 2006
Foreside Advisory Network launches its new 'Mutual Fund Sales Reporting' service, providing Advisors with all of the data necessary to track and review Mutual Fund sales channel effectiveness.
Please see our sales brochure for more information.
Oct 18 2006
Foreside welcomes Harborside Sales Group of Baltimore, MD, as a new client of our Registered Representative compliance and administration services. Harborside Sales Group provides a range of customized sales programs for investment product distributors.
Oct 16 2006
Foreside is pleased to recognize Mark Fairbanks, Deputy Chief Compliance Officer, on his 10th anniversary with our firm. Mark is responsible for the daily oversight of the compliance functions within the Broker Dealer (Foreside Fund Services, LLC), including all aspects of the Sales and Advertising Material Review and Registered Representative licensing solution. Foreside's Partners and staff sincerely thank Mark for his long-term commitment to our firm.
Sep 27 2006
Foreside Financial Group is delighted to announce that Turner Investment Partners, Inc., Berwyn, PA has selected Foreside Fund Services, LLC as a Private Placement Agent.
Sep 25 2006
Foreside has re-launched its web presence and capabilities in response to its continuing growth as a provider of specialist services to the Mutual Fund industry. Foreside teamed up with Eisenman Associates of New York, an experienced graphic design firm. The website now includes content from our Compliance Services and Fund Services product lines as well as from our recently launched 'Foreside Advisory Network' business.
Jul 19 2006
Foreside is delighted to announce a senior appointment to our team. Trudi Bakke has joined our firm as Director, Foreside Financial Group and will be responsible for all aspects of Foreside's Treasurer/PFO and PEO service delivery and development. Please see Trudi's bio.
Jun 26 2006
Foreside is pleased to announce the addition of the ProShare Advisors' ProShares Trust to our client list. ProShares Trust consists of a series of 12 ETFs and we are delighted to welcome this new client of our firm.
Jun 12 2006
Foreside announces the launch of Foreside Advisory Network, LLC. This is a new organization of independent wholesalers, dedicated to supporting the role of the Professional Investment Advisor. Announcement here. more
May 29 2006
Foreside adds services to provide Fund Independent Directors for both onshore and offshore funds. Please see details here.
Apr 1 2006
Foreside announces full availability of its ASP-based workflow compliance solution for Fund CCOs. The system is fully web-enabled and has been built in conjunction with New Governance Inc. The system can be implemented with a 38a-1 compliance program supplied by Foreside or can be implemented based on an existing fund compliance program. More details about the program.
Mar 24 2006
Foreside is pleased to announce the addition of two new funds to our appointment as Chief Compliance Officer to the Guinness Atkinson family. The new funds are the Asia Pacific Dividend Fund and the Guinness Atkinson Alternative Energy Fund. The Guinness Atkinson family of funds also includes the Atkinson Global Energy Fu China & Hong Kong Fu the Asia Focus Fu and the Global Innovators Fund.
Feb 1 2006
Foreside has been named the distributor for the new Henderson Japan-Asia Focus Fu a new series of Henderson Global Funds. The Henderson Global Funds family includes five other mutual funds: the International Opportunities Fund; European Focus Fund; Global Technology Fund; U.S. Core Growth Fund; and the Income Advantage Fund.
Jan 3 2006
Foreside is pleased to announce a new registered representative services relationship with Turner Investment Partners, Inc., Berwyn, PA. This valued client relationship increases the number of registered representatives under Foreside's broker-dealer to two-hundred and seventy-one (271).
News Archives
2007 News
2005 News
RSS News Feed
New Clients
Jul 1 2008
Foreside is pleased to extend its existing service relationship with RMR Advisors, Inc.
Jun 16 2008
Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm.
May 05 2008
Foreside welcomes Northern Trust and the NETS ETF family of funds to our firm.
Apr 09 2008
Foreside welcomes RidgeWorth Funds as a new client.
Apr 01 2008
Foreside welcomes the new Merk Asian Currency Fund as a new client.
Mar 13 2008
Foreside welcomes ProFunds Distributors Inc. as a new client of our firm.
Feb 22 2008
Foreside welcomes The Thirty-Eight Hundred fund to our firm.
Feb 18 2008
Foreside welcomes RevenueShares ETF Trust as a new client.
Jan 28 2008
Foreside welcomes the Asset Management Funds as a new client of our firm.
Jan 28 2008
Foreside welcomes the Actinver Mexican Bond Fund as a new client of our firm.
Jan 15 2008
Foreside welcomes Westwood Holdings Group, Inc., as a new client of our firm.
Jan 14 2008
Foreside welcomes Manning & Napier Advisors, Inc as a new client of our firm.
Jan 10 2008
Foreside welcomes Union Bank of California as a new client of our firm.
Success Stories
Read about the successful experiences that our clients have had with our services.
