Foreside Financial Group LLC
On behalf of clients based throughout the U.S. and globally, we provide a range of services to the US fund and advisor market. We partner with most of the major fund administration services providers, enabling our clients to have access to a comprehensive range of services.
Principal Underwriter
Foreside's
Broker Dealers, all FINRA member firms, serve as Principal Underwriter for
approximately $200bn of fund products, including Exchange Traded Funds.
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Compliance Services
Foreside can provide an experienced person to act as your fund's 'Independent CCO' or, we can assist your existing CCO with a range of tailored support services.
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Consulting
Foreside can undertake consulting assignments in a number
of areas. Our consultants can provide services to Funds, Advisors and Broker Dealer firms.
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SOX Fund Officers
Foreside can provide experienced individuals to act as Sarbanes-Oxley certification officers. Our officers can also serve as President or Treasurer of your fund family.
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News
Dec 15 2008
Foreside makes a charitable donation in the name of our clients in lieu of holiday gifts. more
Aug 18 2008
Foreside has concluded its expansion of the Portland, Boston, and Columbus offices. more
Jul 1 2008
Foreside is pleased to extend its existing service relationship with RMR Advisors, Inc. more
Jun 16 2008
Foreside welcomes the Allstate Financial Investment Trust as a new client of our firm. more
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Service Summary
Fund Marketing
Foreside can provide a team of independent wholesalers to market both open and closed-end fund types. Our expertise includes support for both new and smaller mutual fund families.
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